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China Sourcing Buyer Risk Register

A sourcing risk register prevents important concerns from disappearing into email threads. It should track evidence and decisions, not only label a supplier “high risk.”

FieldPurpose
Risk statementCause, event, and consequence in one sentence
CategoryIdentity, quality, capacity, compliance, logistics, commercial, or continuity
EvidenceSource, date, document, interview, test, or observation
Likelihood and impactDefined scoring scale
Existing controlsWhat currently reduces the risk
Required actionEvidence or control needed next
Owner and due dateAccountability
TriggerEvent that requires escalation or a stop
Residual decisionAccept, reduce, transfer, avoid, or monitor

Example risk statement

“Because the proposed coating process is subcontracted to an unidentified facility, an unapproved chemical or color change could cause test failure and shipment delay.”

The action is then specific: identify the subcontractor, approve the coating specification, verify restricted-substance evidence, audit change control, and inspect production lots.

Review points

Review the register before deposit, sample approval, production release, balance payment, shipment, and repeat order. Add triggers for bank-account changes, factory relocation, material substitutions, major staff turnover, repeated inspection failure, new destination rules, and significant freight disruption.

Keep closed risks with their evidence and decision history. They explain why the order was approved and which assumptions must be retested later.